ai for financial services · A$200 / mo
Advice-firm AI that drafts the file note. You still sign the SOA.
The build is fact-find intake, file notes and pipeline follow-up — never unsupervised personal advice.
Where the hours go today
- Fact finds as 14 emails and a photo of a tax return
- File notes written at 9pm
- Comparison-site leads going cold overnight
- Audits that take a week to assemble
What we actually build
- Document intake into the CRM deal
- First-draft file note from the meeting transcript
- After-hours lead qualification
- Audit pack from the system of record
Typical stack
Xplan, Midwinter, AdviserLogic, ApplyOnline, Mercury, HubSpot, Microsoft 365.
What we will not automate
No product recommendation generated for a client. Best-interests duty stays with the adviser.
Questions from this industry
AFSL / ACL concerns?
The system is a scribe and a clerk. Advice decisions stay human and logged.
Brokers vs advisers first project?
Brokers: receptionist. Advisers: fact-find intake.
Related
If this reads like your week, start there.
One process. Fixed scope. Australia-wide.